OCT
31
0

EUROPEAN FAQ's: ESMA Questions and Answers - Market Abuse Regulation - 26 October 2016

STRATEGY & INTERNATIONAL RELATIONS ISSUERS AUTHORISATIONS SUPERVISION MARKET SURVEILLANCE & INVESTIGATIONS LEGAL ADMINISTRATION & PERSONNEL INFORMATION TECHNOLOGY & OPERATIONS STATISTICS, RESEARCH AND RISK MANAGEMENT INTERNAL AUDIT BANK ACCOUNT DETAILS ISSUERS FEES INVESTMENT FIRMS FEES CREDIT RATING AGENCIES FEES UCITS Fees ICF FEES BOARD VISION, MISSION & RESPONSIBILITIES STRUCTURE INTERNATIONAL AFFAIRS SEMINARS & LECTURES ANNUAL REPORTS FINANCIAL STATEMENTS PAYABLE FEES EVENTS INVITATION OF TENDERS SOCIAL RESPONSIBILITY RECRUITMENT PUBLIC HOLIDAYS CONTACT US CIRCULARS CIF CIRCULARS ASP CIRCULARS M.C UCITS & UCITS CIRCULARS AIF & AIFM CIRCULARS EMIR CIRCULARS RBSF REGULATED ENTITIES CIRCULARS ISSUERS CERTIFICATIONS CIRCULARS GENERAL CIRCULARS OF CYSEC CYSEC WARNINGS REGULATORY AUTHORITIES WARNINGS IOSCO WARNINGS SEMINARS OF CONTINUOUS PROFESSIONAL DEVELOPMENT INVESTOR EDUCATION REGULATED ENTITIES EDUCATION CROSS BORDER SERVICES BRANCH MULTILATERAL TRADING FACILITIES INVESTMENT FIRMS (CYPRIOT) FORMER INVESTMENT FIRMS (CYPRIOT) INVESTMENT FIRMS (MEMBER STATES) TIED AGENTS PUBLIC REGISTER PUBLIC REGISTER OF CERTIFIED PERSONS TRANSACTION REPORTING (TREM) CIF ELECTRONIC RECORD CONTENT DOCUMENTS CHECKLISTS FOR THE DOCUMENTS DOCUMENTS CHECKLISTS FOR THE DOCUMENTS SUBJECT TO THE EU DIRECTIVE 2009/65/EC NOT SUBJECT TO THE EU DIRECTIVE 2009/65/EC LOCAL UCITS FOREIGN UCITS (2009/65/ΕΚ) NETWORK CHANEL OF UCITS LOCAL MANAGEMENT COMPANIES MANAGEMENT COMPANIES (MEMBER STATES) DOCUMENTS REGULATED MARKETS BY CYSEC MARKETS BY OTHER MEMBER STATES APPROVED PROSPECTUSES NOTIFICATIONS OF APPROVED PROSPECTUSES EUROPEAN SECURITIES & MARKET AUTHORITIES (ESMA) PUBLICATIONS IMPORTANT DATES APPROVED ASP EMPLOYEES OFFERING ADMIN. SERVICES PENDING APPLICATION OF ASP ELIGIBLE PERSONS DIGITAL SIGNATURE ACQUISITION SOFTWARE FOR USB TOKEN DIGITAL SIGNER CERTIFICATE RENEWAL FREQUENTLY ASKED QUESTIONS ADVANCED TECHNICAL INSTRUCTIONS FORMS FREQUENTLY ASKED QUESTIONS INVESTMENT FIRMS UCITS & Management Companies AIFM AIF REGULATED MARKETS ISSUERS ASP DIGITAL SIGNATURE/SUBMISSION RISK BASED SUPERVISION FRAMEWORK EUROPEAN REGULATORY FRAMEWORK MAIN LEGISLATION SECONDARY LEGISLATION EUROPEAN REGULATORY FRAMEWORK FORMS EUROPEAN FAQ's TRANSPARENCY LAW PROSPECTUS LAW TAKEOVER LAW SHORT SELLING LAW DIRECTIVES PURSUANT CSE LAW REPEALED REGULATORY FRAMEWORK EUROPEAN FAQ's SERVICES AND MARKETS COLLECTIVE INVESTMENT AND MANAGERS ISSUERS AND SECURITIES MARKET ABUSE FINANCIAL CRIME CySEC LAW COMPLAINT REGARDING CIFs COMPLAINT REGARDING NON-REGULATED ENTITIES FINANCIAL OMBUDSMAN INVESTOR COMPENSATION FUND (I.C.F)
0
OCT
31
0

BOARD DECISIONS: Commencement of the compensation payment process by I.C.F for Falcon Brokers Ltd

Announcement Date: 31 Oct. 2016 Board Decision Date: 26 Sep. 2016 Regarding: Falcon Brokers Ltd Legislation: Directive DI144-2007-15 of 2015 – the Investor Compensation Fund Directive Subject: Initiation of the compensation payment process by the Investor Compensation Fund for Clients of IFs (‘the I.C.F’) Judicial Review: YES () NOT AT PRESENT Judicial Review Ruling:
0
OCT
27
0

SECONDARY LEGISLATION: Consolidation οf Directives DI144-2014-14 and DI144-2014-14(A) for the prudential supervision of Investment Firms

STRATEGY & INTERNATIONAL RELATIONS ISSUERS AUTHORISATIONS SUPERVISION MARKET SURVEILLANCE & INVESTIGATIONS LEGAL ADMINISTRATION & PERSONNEL INFORMATION TECHNOLOGY & OPERATIONS STATISTICS, RESEARCH AND RISK MANAGEMENT INTERNAL AUDIT BANK ACCOUNT DETAILS ISSUERS FEES INVESTMENT FIRMS FEES CREDIT RATING AGENCIES FEES UCITS Fees ICF FEES BOARD VISION, MISSION & RESPONSIBILITIES STRUCTURE INTERNATIONAL AFFAIRS SEMINARS & LECTURES ANNUAL REPORTS FINANCIAL STATEMENTS PAYABLE FEES EVENTS INVITATION OF TENDERS SOCIAL RESPONSIBILITY RECRUITMENT PUBLIC HOLIDAYS CONTACT US CIRCULARS CIF CIRCULARS ASP CIRCULARS M.C UCITS & UCITS CIRCULARS AIF & AIFM CIRCULARS EMIR CIRCULARS RBSF REGULATED ENTITIES CIRCULARS ISSUERS CERTIFICATIONS CIRCULARS GENERAL CIRCULARS OF CYSEC CYSEC WARNINGS REGULATORY AUTHORITIES WARNINGS IOSCO WARNINGS SEMINARS OF CONTINUOUS PROFESSIONAL DEVELOPMENT INVESTOR EDUCATION REGULATED ENTITIES EDUCATION CROSS BORDER SERVICES BRANCH MULTILATERAL TRADING FACILITIES INVESTMENT FIRMS (CYPRIOT) FORMER INVESTMENT FIRMS (CYPRIOT) INVESTMENT FIRMS (MEMBER STATES) TIED AGENTS PUBLIC REGISTER PUBLIC REGISTER OF CERTIFIED PERSONS TRANSACTION REPORTING (TREM) CIF ELECTRONIC RECORD CONTENT DOCUMENTS CHECKLISTS FOR THE DOCUMENTS DOCUMENTS CHECKLISTS FOR THE DOCUMENTS SUBJECT TO THE EU DIRECTIVE 2009/65/EC NOT SUBJECT TO THE EU DIRECTIVE 2009/65/EC LOCAL UCITS FOREIGN UCITS (2009/65/ΕΚ) NETWORK CHANEL OF UCITS LOCAL MANAGEMENT COMPANIES MANAGEMENT COMPANIES (MEMBER STATES) DOCUMENTS REGULATED MARKETS BY CYSEC MARKETS BY OTHER MEMBER STATES APPROVED PROSPECTUSES NOTIFICATIONS OF APPROVED PROSPECTUSES EUROPEAN SECURITIES & MARKET AUTHORITIES (ESMA) PUBLICATIONS IMPORTANT DATES APPROVED ASP EMPLOYEES OFFERING ADMIN. SERVICES PENDING APPLICATION OF ASP ELIGIBLE PERSONS DIGITAL SIGNATURE ACQUISITION SOFTWARE FOR USB TOKEN DIGITAL SIGNER CERTIFICATE RENEWAL FREQUENTLY ASKED QUESTIONS ADVANCED TECHNICAL INSTRUCTIONS FORMS FREQUENTLY ASKED QUESTIONS INVESTMENT FIRMS UCITS & Management Companies AIFM AIF REGULATED MARKETS ISSUERS ASP DIGITAL SIGNATURE/SUBMISSION RISK BASED SUPERVISION FRAMEWORK EUROPEAN REGULATORY FRAMEWORK MAIN LEGISLATION SECONDARY LEGISLATION EUROPEAN REGULATORY FRAMEWORK FORMS EUROPEAN FAQ's TRANSPARENCY LAW PROSPECTUS LAW TAKEOVER LAW SHORT SELLING LAW DIRECTIVES PURSUANT CSE LAW REPEALED REGULATORY FRAMEWORK EUROPEAN FAQ's SERVICES AND MARKETS COLLECTIVE INVESTMENT AND MANAGERS ISSUERS AND SECURITIES MARKET ABUSE FINANCIAL CRIME CySEC LAW COMPLAINT REGARDING CIFs COMPLAINT REGARDING NON-REGULATED ENTITIES FINANCIAL OMBUDSMAN INVESTOR COMPENSATION FUND (I.C.F)
0
OCT
27
0

CySEC: Consultation Paper CP(2016-10) - Proposed circular on the requirements for the safeguarding of clients' funds

STRATEGY & INTERNATIONAL RELATIONS ISSUERS AUTHORISATIONS SUPERVISION MARKET SURVEILLANCE & INVESTIGATIONS LEGAL ADMINISTRATION & PERSONNEL INFORMATION TECHNOLOGY & OPERATIONS STATISTICS, RESEARCH AND RISK MANAGEMENT INTERNAL AUDIT BANK ACCOUNT DETAILS ISSUERS FEES INVESTMENT FIRMS FEES CREDIT RATING AGENCIES FEES UCITS Fees ICF FEES BOARD VISION, MISSION & RESPONSIBILITIES STRUCTURE INTERNATIONAL AFFAIRS SEMINARS & LECTURES ANNUAL REPORTS FINANCIAL STATEMENTS PAYABLE FEES EVENTS INVITATION OF TENDERS SOCIAL RESPONSIBILITY RECRUITMENT PUBLIC HOLIDAYS CONTACT US CIRCULARS CIF CIRCULARS ASP CIRCULARS M.C UCITS & UCITS CIRCULARS AIF & AIFM CIRCULARS EMIR CIRCULARS RBSF REGULATED ENTITIES CIRCULARS ISSUERS CERTIFICATIONS CIRCULARS GENERAL CIRCULARS OF CYSEC CYSEC WARNINGS REGULATORY AUTHORITIES WARNINGS IOSCO WARNINGS SEMINARS OF CONTINUOUS PROFESSIONAL DEVELOPMENT INVESTOR EDUCATION REGULATED ENTITIES EDUCATION CROSS BORDER SERVICES BRANCH MULTILATERAL TRADING FACILITIES INVESTMENT FIRMS (CYPRIOT) FORMER INVESTMENT FIRMS (CYPRIOT) INVESTMENT FIRMS (MEMBER STATES) TIED AGENTS PUBLIC REGISTER PUBLIC REGISTER OF CERTIFIED PERSONS TRANSACTION REPORTING (TREM) CIF ELECTRONIC RECORD CONTENT DOCUMENTS CHECKLISTS FOR THE DOCUMENTS DOCUMENTS CHECKLISTS FOR THE DOCUMENTS SUBJECT TO THE EU DIRECTIVE 2009/65/EC NOT SUBJECT TO THE EU DIRECTIVE 2009/65/EC LOCAL UCITS FOREIGN UCITS (2009/65/ΕΚ) NETWORK CHANEL OF UCITS LOCAL MANAGEMENT COMPANIES MANAGEMENT COMPANIES (MEMBER STATES) DOCUMENTS REGULATED MARKETS BY CYSEC MARKETS BY OTHER MEMBER STATES APPROVED PROSPECTUSES NOTIFICATIONS OF APPROVED PROSPECTUSES EUROPEAN SECURITIES & MARKET AUTHORITIES (ESMA) PUBLICATIONS IMPORTANT DATES APPROVED ASP EMPLOYEES OFFERING ADMIN. SERVICES PENDING APPLICATION OF ASP ELIGIBLE PERSONS DIGITAL SIGNATURE ACQUISITION SOFTWARE FOR USB TOKEN DIGITAL SIGNER CERTIFICATE RENEWAL FREQUENTLY ASKED QUESTIONS ADVANCED TECHNICAL INSTRUCTIONS FORMS FREQUENTLY ASKED QUESTIONS INVESTMENT FIRMS UCITS & Management Companies AIFM AIF REGULATED MARKETS ISSUERS ASP DIGITAL SIGNATURE/SUBMISSION RISK BASED SUPERVISION FRAMEWORK EUROPEAN REGULATORY FRAMEWORK MAIN LEGISLATION SECONDARY LEGISLATION EUROPEAN REGULATORY FRAMEWORK FORMS EUROPEAN FAQ's TRANSPARENCY LAW PROSPECTUS LAW TAKEOVER LAW SHORT SELLING LAW DIRECTIVES PURSUANT CSE LAW REPEALED REGULATORY FRAMEWORK EUROPEAN FAQ's SERVICES AND MARKETS COLLECTIVE INVESTMENT AND MANAGERS ISSUERS AND SECURITIES MARKET ABUSE FINANCIAL CRIME CySEC LAW COMPLAINT REGARDING CIFs COMPLAINT REGARDING NON-REGULATED ENTITIES FINANCIAL OMBUDSMAN INVESTOR COMPENSATION FUND (I.C.F)
0
OCT
26
0

MAIN LEGISLATION: Corrigendum to Regulation (EU) No. 596/2014 on Market Abuse

STRATEGY & INTERNATIONAL RELATIONS ISSUERS AUTHORISATIONS SUPERVISION MARKET SURVEILLANCE & INVESTIGATIONS LEGAL ADMINISTRATION & PERSONNEL INFORMATION TECHNOLOGY & OPERATIONS STATISTICS, RESEARCH AND RISK MANAGEMENT INTERNAL AUDIT BANK ACCOUNT DETAILS ISSUERS FEES INVESTMENT FIRMS FEES CREDIT RATING AGENCIES FEES UCITS Fees ICF FEES BOARD VISION, MISSION & RESPONSIBILITIES STRUCTURE INTERNATIONAL AFFAIRS SEMINARS & LECTURES ANNUAL REPORTS FINANCIAL STATEMENTS PAYABLE FEES EVENTS INVITATION OF TENDERS SOCIAL RESPONSIBILITY RECRUITMENT PUBLIC HOLIDAYS CONTACT US CIRCULARS CIF CIRCULARS ASP CIRCULARS M.C UCITS & UCITS CIRCULARS AIF & AIFM CIRCULARS EMIR CIRCULARS RBSF REGULATED ENTITIES CIRCULARS ISSUERS CERTIFICATIONS CIRCULARS GENERAL CIRCULARS OF CYSEC CYSEC WARNINGS REGULATORY AUTHORITIES WARNINGS IOSCO WARNINGS SEMINARS OF CONTINUOUS PROFESSIONAL DEVELOPMENT INVESTOR EDUCATION REGULATED ENTITIES EDUCATION CROSS BORDER SERVICES BRANCH MULTILATERAL TRADING FACILITIES INVESTMENT FIRMS (CYPRIOT) FORMER INVESTMENT FIRMS (CYPRIOT) INVESTMENT FIRMS (MEMBER STATES) TIED AGENTS PUBLIC REGISTER PUBLIC REGISTER OF CERTIFIED PERSONS TRANSACTION REPORTING (TREM) CIF ELECTRONIC RECORD CONTENT DOCUMENTS CHECKLISTS FOR THE DOCUMENTS DOCUMENTS CHECKLISTS FOR THE DOCUMENTS SUBJECT TO THE EU DIRECTIVE 2009/65/EC NOT SUBJECT TO THE EU DIRECTIVE 2009/65/EC LOCAL UCITS FOREIGN UCITS (2009/65/ΕΚ) NETWORK CHANEL OF UCITS LOCAL MANAGEMENT COMPANIES MANAGEMENT COMPANIES (MEMBER STATES) DOCUMENTS REGULATED MARKETS BY CYSEC MARKETS BY OTHER MEMBER STATES APPROVED PROSPECTUSES NOTIFICATIONS OF APPROVED PROSPECTUSES EUROPEAN SECURITIES & MARKET AUTHORITIES (ESMA) PUBLICATIONS IMPORTANT DATES APPROVED ASP EMPLOYEES OFFERING ADMIN. SERVICES PENDING APPLICATION OF ASP ELIGIBLE PERSONS DIGITAL SIGNATURE ACQUISITION SOFTWARE FOR USB TOKEN DIGITAL SIGNER CERTIFICATE RENEWAL FREQUENTLY ASKED QUESTIONS ADVANCED TECHNICAL INSTRUCTIONS FORMS FREQUENTLY ASKED QUESTIONS INVESTMENT FIRMS UCITS & Management Companies AIFM AIF REGULATED MARKETS ISSUERS ASP DIGITAL SIGNATURE/SUBMISSION RISK BASED SUPERVISION FRAMEWORK EUROPEAN REGULATORY FRAMEWORK MAIN LEGISLATION SECONDARY LEGISLATION EUROPEAN REGULATORY FRAMEWORK FORMS EUROPEAN FAQ's TRANSPARENCY LAW PROSPECTUS LAW TAKEOVER LAW SHORT SELLING LAW DIRECTIVES PURSUANT CSE LAW REPEALED REGULATORY FRAMEWORK EUROPEAN FAQ's SERVICES AND MARKETS COLLECTIVE INVESTMENT AND MANAGERS ISSUERS AND SECURITIES MARKET ABUSE FINANCIAL CRIME CySEC LAW COMPLAINT REGARDING CIFs COMPLAINT REGARDING NON-REGULATED ENTITIES FINANCIAL OMBUDSMAN INVESTOR COMPENSATION FUND (I.C.F)
0
OCT
26
0

ANNOUNCEMENTS: the Market Abuse Law of 2016 (L. 102(Ι)/2016)

STRATEGY & INTERNATIONAL RELATIONS ISSUERS AUTHORISATIONS SUPERVISION MARKET SURVEILLANCE & INVESTIGATIONS LEGAL ADMINISTRATION & PERSONNEL INFORMATION TECHNOLOGY & OPERATIONS STATISTICS, RESEARCH AND RISK MANAGEMENT INTERNAL AUDIT BANK ACCOUNT DETAILS ISSUERS FEES INVESTMENT FIRMS FEES CREDIT RATING AGENCIES FEES UCITS Fees ICF FEES BOARD VISION, MISSION & RESPONSIBILITIES STRUCTURE INTERNATIONAL AFFAIRS SEMINARS & LECTURES ANNUAL REPORTS FINANCIAL STATEMENTS PAYABLE FEES EVENTS INVITATION OF TENDERS SOCIAL RESPONSIBILITY RECRUITMENT PUBLIC HOLIDAYS CONTACT US CIRCULARS CIF CIRCULARS ASP CIRCULARS M.C UCITS & UCITS CIRCULARS AIF & AIFM CIRCULARS EMIR CIRCULARS RBSF REGULATED ENTITIES CIRCULARS ISSUERS CERTIFICATIONS CIRCULARS GENERAL CIRCULARS OF CYSEC CYSEC WARNINGS REGULATORY AUTHORITIES WARNINGS IOSCO WARNINGS SEMINARS OF CONTINUOUS PROFESSIONAL DEVELOPMENT INVESTOR EDUCATION REGULATED ENTITIES EDUCATION CROSS BORDER SERVICES BRANCH MULTILATERAL TRADING FACILITIES INVESTMENT FIRMS (CYPRIOT) FORMER INVESTMENT FIRMS (CYPRIOT) INVESTMENT FIRMS (MEMBER STATES) TIED AGENTS PUBLIC REGISTER PUBLIC REGISTER OF CERTIFIED PERSONS TRANSACTION REPORTING (TREM) CIF ELECTRONIC RECORD CONTENT DOCUMENTS CHECKLISTS FOR THE DOCUMENTS DOCUMENTS CHECKLISTS FOR THE DOCUMENTS SUBJECT TO THE EU DIRECTIVE 2009/65/EC NOT SUBJECT TO THE EU DIRECTIVE 2009/65/EC LOCAL UCITS FOREIGN UCITS (2009/65/ΕΚ) NETWORK CHANEL OF UCITS LOCAL MANAGEMENT COMPANIES MANAGEMENT COMPANIES (MEMBER STATES) DOCUMENTS REGULATED MARKETS BY CYSEC MARKETS BY OTHER MEMBER STATES APPROVED PROSPECTUSES NOTIFICATIONS OF APPROVED PROSPECTUSES EUROPEAN SECURITIES & MARKET AUTHORITIES (ESMA) PUBLICATIONS IMPORTANT DATES APPROVED ASP EMPLOYEES OFFERING ADMIN. SERVICES PENDING APPLICATION OF ASP ELIGIBLE PERSONS DIGITAL SIGNATURE ACQUISITION SOFTWARE FOR USB TOKEN DIGITAL SIGNER CERTIFICATE RENEWAL FREQUENTLY ASKED QUESTIONS ADVANCED TECHNICAL INSTRUCTIONS FORMS FREQUENTLY ASKED QUESTIONS INVESTMENT FIRMS UCITS & Management Companies AIFM AIF REGULATED MARKETS ISSUERS ASP DIGITAL SIGNATURE/SUBMISSION RISK BASED SUPERVISION FRAMEWORK EUROPEAN REGULATORY FRAMEWORK MAIN LEGISLATION SECONDARY LEGISLATION EUROPEAN REGULATORY FRAMEWORK FORMS EUROPEAN FAQ's TRANSPARENCY LAW PROSPECTUS LAW TAKEOVER LAW SHORT SELLING LAW DIRECTIVES PURSUANT CSE LAW REPEALED REGULATORY FRAMEWORK EUROPEAN FAQ's SERVICES AND MARKETS COLLECTIVE INVESTMENT AND MANAGERS ISSUERS AND SECURITIES MARKET ABUSE FINANCIAL CRIME CySEC LAW COMPLAINT REGARDING CIFs COMPLAINT REGARDING NON-REGULATED ENTITIES FINANCIAL OMBUDSMAN INVESTOR COMPENSATION FUND (I.C.F)
0
OCT
25
0

BOARD DECISIONS: Imposition of an administrative fine to XFR Financial Ltd

Announcement Date: 25 Oct. 2016 Board Decision Date: 26 Sep. 2016 Regarding: XFR Financial Ltd Legislation: The Investment Services and Activities and Regulated Markets Laws, Directive DI 144-2007-01 of 2012, Directive DI 144-2007-02 of 2012 Subject: Fine €225.000 Judicial Review: YES () NOT AT PRESENT Judicial Review Ruling:
0
OCT
21
0

ANNOUNCEMENTS: Individuals impersonating CySEC officers

STRATEGY & INTERNATIONAL RELATIONS ISSUERS AUTHORISATIONS SUPERVISION MARKET SURVEILLANCE & INVESTIGATIONS LEGAL ADMINISTRATION & PERSONNEL INFORMATION TECHNOLOGY & OPERATIONS STATISTICS, RESEARCH AND RISK MANAGEMENT INTERNAL AUDIT BANK ACCOUNT DETAILS ISSUERS FEES INVESTMENT FIRMS FEES CREDIT RATING AGENCIES FEES UCITS Fees ICF FEES BOARD VISION, MISSION & RESPONSIBILITIES STRUCTURE INTERNATIONAL AFFAIRS SEMINARS & LECTURES ANNUAL REPORTS FINANCIAL STATEMENTS PAYABLE FEES EVENTS INVITATION OF TENDERS SOCIAL RESPONSIBILITY RECRUITMENT PUBLIC HOLIDAYS CONTACT US CIRCULARS CIF CIRCULARS ASP CIRCULARS M.C UCITS & UCITS CIRCULARS AIF & AIFM CIRCULARS EMIR CIRCULARS RBSF REGULATED ENTITIES CIRCULARS ISSUERS CERTIFICATIONS CIRCULARS GENERAL CIRCULARS OF CYSEC CYSEC WARNINGS REGULATORY AUTHORITIES WARNINGS IOSCO WARNINGS SEMINARS OF CONTINUOUS PROFESSIONAL DEVELOPMENT INVESTOR EDUCATION REGULATED ENTITIES EDUCATION CROSS BORDER SERVICES BRANCH MULTILATERAL TRADING FACILITIES INVESTMENT FIRMS (CYPRIOT) FORMER INVESTMENT FIRMS (CYPRIOT) INVESTMENT FIRMS (MEMBER STATES) TIED AGENTS PUBLIC REGISTER PUBLIC REGISTER OF CERTIFIED PERSONS TRANSACTION REPORTING (TREM) CIF ELECTRONIC RECORD CONTENT DOCUMENTS CHECKLISTS FOR THE DOCUMENTS DOCUMENTS CHECKLISTS FOR THE DOCUMENTS SUBJECT TO THE EU DIRECTIVE 2009/65/EC NOT SUBJECT TO THE EU DIRECTIVE 2009/65/EC LOCAL UCITS FOREIGN UCITS (2009/65/ΕΚ) NETWORK CHANEL OF UCITS LOCAL MANAGEMENT COMPANIES MANAGEMENT COMPANIES (MEMBER STATES) DOCUMENTS REGULATED MARKETS BY CYSEC MARKETS BY OTHER MEMBER STATES APPROVED PROSPECTUSES NOTIFICATIONS OF APPROVED PROSPECTUSES EUROPEAN SECURITIES & MARKET AUTHORITIES (ESMA) PUBLICATIONS IMPORTANT DATES APPROVED ASP EMPLOYEES OFFERING ADMIN. SERVICES PENDING APPLICATION OF ASP ELIGIBLE PERSONS DIGITAL SIGNATURE ACQUISITION SOFTWARE FOR USB TOKEN DIGITAL SIGNER CERTIFICATE RENEWAL FREQUENTLY ASKED QUESTIONS ADVANCED TECHNICAL INSTRUCTIONS FORMS FREQUENTLY ASKED QUESTIONS INVESTMENT FIRMS UCITS & Management Companies AIFM AIF REGULATED MARKETS ISSUERS ASP DIGITAL SIGNATURE/SUBMISSION RISK BASED SUPERVISION FRAMEWORK EUROPEAN REGULATORY FRAMEWORK MAIN LEGISLATION SECONDARY LEGISLATION EUROPEAN REGULATORY FRAMEWORK FORMS EUROPEAN FAQ's TRANSPARENCY LAW PROSPECTUS LAW TAKEOVER LAW SHORT SELLING LAW DIRECTIVES PURSUANT CSE LAW REPEALED REGULATORY FRAMEWORK EUROPEAN FAQ's SERVICES AND MARKETS COLLECTIVE INVESTMENT AND MANAGERS ISSUERS AND SECURITIES MARKET ABUSE FINANCIAL CRIME CySEC LAW COMPLAINT REGARDING CIFs COMPLAINT REGARDING NON-REGULATED ENTITIES FINANCIAL OMBUDSMAN INVESTOR COMPENSATION FUND (I.C.F)
0
OCT
20
0

ANNOUNCEMENTS: Transitional Provisions of AIFM Law in relation to Depositaries

STRATEGY & INTERNATIONAL RELATIONS ISSUERS AUTHORISATIONS SUPERVISION MARKET SURVEILLANCE & INVESTIGATIONS LEGAL ADMINISTRATION & PERSONNEL INFORMATION TECHNOLOGY & OPERATIONS STATISTICS, RESEARCH AND RISK MANAGEMENT INTERNAL AUDIT BANK ACCOUNT DETAILS ISSUERS FEES INVESTMENT FIRMS FEES CREDIT RATING AGENCIES FEES UCITS Fees ICF FEES BOARD VISION, MISSION & RESPONSIBILITIES STRUCTURE INTERNATIONAL AFFAIRS SEMINARS & LECTURES ANNUAL REPORTS FINANCIAL STATEMENTS PAYABLE FEES EVENTS INVITATION OF TENDERS SOCIAL RESPONSIBILITY RECRUITMENT PUBLIC HOLIDAYS CONTACT US CIRCULARS CIF CIRCULARS ASP CIRCULARS M.C UCITS & UCITS CIRCULARS AIF & AIFM CIRCULARS EMIR CIRCULARS RBSF REGULATED ENTITIES CIRCULARS ISSUERS CERTIFICATIONS CIRCULARS GENERAL CIRCULARS OF CYSEC CYSEC WARNINGS REGULATORY AUTHORITIES WARNINGS IOSCO WARNINGS SEMINARS OF CONTINUOUS PROFESSIONAL DEVELOPMENT INVESTOR EDUCATION REGULATED ENTITIES EDUCATION CROSS BORDER SERVICES BRANCH MULTILATERAL TRADING FACILITIES INVESTMENT FIRMS (CYPRIOT) FORMER INVESTMENT FIRMS (CYPRIOT) INVESTMENT FIRMS (MEMBER STATES) TIED AGENTS PUBLIC REGISTER PUBLIC REGISTER OF CERTIFIED PERSONS TRANSACTION REPORTING (TREM) CIF ELECTRONIC RECORD CONTENT DOCUMENTS CHECKLISTS FOR THE DOCUMENTS DOCUMENTS CHECKLISTS FOR THE DOCUMENTS SUBJECT TO THE EU DIRECTIVE 2009/65/EC NOT SUBJECT TO THE EU DIRECTIVE 2009/65/EC LOCAL UCITS FOREIGN UCITS (2009/65/ΕΚ) NETWORK CHANEL OF UCITS LOCAL MANAGEMENT COMPANIES MANAGEMENT COMPANIES (MEMBER STATES) DOCUMENTS REGULATED MARKETS BY CYSEC MARKETS BY OTHER MEMBER STATES APPROVED PROSPECTUSES NOTIFICATIONS OF APPROVED PROSPECTUSES EUROPEAN SECURITIES & MARKET AUTHORITIES (ESMA) PUBLICATIONS IMPORTANT DATES APPROVED ASP EMPLOYEES OFFERING ADMIN. SERVICES PENDING APPLICATION OF ASP ELIGIBLE PERSONS DIGITAL SIGNATURE ACQUISITION SOFTWARE FOR USB TOKEN DIGITAL SIGNER CERTIFICATE RENEWAL FREQUENTLY ASKED QUESTIONS ADVANCED TECHNICAL INSTRUCTIONS FORMS FREQUENTLY ASKED QUESTIONS INVESTMENT FIRMS UCITS & Management Companies AIFM AIF REGULATED MARKETS ISSUERS ASP DIGITAL SIGNATURE/SUBMISSION RISK BASED SUPERVISION FRAMEWORK EUROPEAN REGULATORY FRAMEWORK MAIN LEGISLATION SECONDARY LEGISLATION EUROPEAN REGULATORY FRAMEWORK FORMS EUROPEAN FAQ's TRANSPARENCY LAW PROSPECTUS LAW TAKEOVER LAW SHORT SELLING LAW DIRECTIVES PURSUANT CSE LAW REPEALED REGULATORY FRAMEWORK EUROPEAN FAQ's SERVICES AND MARKETS COLLECTIVE INVESTMENT AND MANAGERS ISSUERS AND SECURITIES MARKET ABUSE FINANCIAL CRIME CySEC LAW COMPLAINT REGARDING CIFs COMPLAINT REGARDING NON-REGULATED ENTITIES FINANCIAL OMBUDSMAN INVESTOR COMPENSATION FUND (I.C.F)
0
OCT
19
0

: Consolidation of Directives DI144-2007-08, DI144-2007-08(A) and DI144-2007-08(B) for the prevention of money laundering

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